Filing Details
- Accession Number:
- 0000920321-16-000195
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-17 15:55:48
- Reporting Period:
- 2016-06-10
- Filing Date:
- 2016-11-17
- Accepted Time:
- 2016-11-17 15:55:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920321 | Cenveo Inc | CVO | Converted Paper & Paperboard Prods (No Contaners/Boxes) (2670) | 841250533 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1164465 | Sr G Robert Burton | Cenveo Inc. 200 First Stamford Place Stamford CT 06902 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-16 | 15,975 | $6.89 | 310,211 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | Acquisiton | 2016-06-10 | 37,491 | $12.00 | 37,491 | $12.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,491 | 2016-06-10 | 2024-06-10 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 312,500 | Indirect | see footnote |
Footnotes
- Includes 86,821 shares purchased under Issuer's Employee Stock Purchase Plan.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.84 to $6.95, inclusive. The reporting person undertakes to provide Cenveo, Inc., any security holder of Cenveo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Reflects shares gifted by Mr. Burton to the Robert G. Burton, Sr. Family Trust, which owns the shares and of which Mrs. Burton and her sons Robert, Jr., Michael and Joseph Burton are co-trustees. Mr. Burton disclaims beneficial ownership of all these shares.
- Reflects the one-for-eight reverse stock split effected on July 13, 2016.
- Consists of 299,922 warrants to purchase 37,491 shares of common stock at $12.00 per share. Such warrants were issued in Cenveo, Inc.'s exchange offer for all of its 11.5% senior notes due 2017, in which Mr. Burton received such Warrants and $2,837,100 of Cenveo, Inc.'s new 6% senior notes due 2024 in exchange for $4,053,000 of such 11.5% notes.