Filing Details
- Accession Number:
- 0001127602-16-067517
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-17 12:03:43
- Reporting Period:
- 2016-08-16
- Filing Date:
- 2016-11-17
- Accepted Time:
- 2016-11-17 12:03:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1659164 | F Kimberly Price | 3M Company Office Of General Counsel 3M Center St Paul MN 55144-1000 | Sr Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-08-16 | 974 | $0.00 | 5,636 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2016-11-15 | 2,952 | $84.78 | 8,588 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-15 | 100 | $172.19 | 8,488 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-15 | 2,552 | $172.20 | 5,936 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-15 | 300 | $172.20 | 5,636 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-11-15 | 2,952 | $0.00 | 2,952 | $84.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-05-08 | 2017-05-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 252 | Indirect | 401K/paesop Trust |
Footnotes
- Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
Billionaire Hedge Funds
