Filing Details
- Accession Number:
- 0000899243-16-033716
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-17 09:36:15
- Reporting Period:
- 2016-11-16
- Filing Date:
- 2016-11-17
- Accepted Time:
- 2016-11-17 09:36:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
716006 | Yrc Worldwide Inc. | YRCW | Trucking (No Local) (4213) | 480948788 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1259927 | Marc Lasry | C/O Avenue Capital Management Ii, L.p., 399 Park Avenue, 6Th Floor New York NY 10022 | No | No | Yes | No | |
1317338 | Avenue Capital Management Ii, L.p. | 399 Park Avenue, 6Th Floor New York NY 10022 | No | No | Yes | No | |
1389850 | Avenue Capital Management Ii Genpar, Llc | 399 Park Avenue, 6Th Floor New York NY 10022 | No | No | Yes | No | |
1541852 | Avenue Capital Partners Vi, Llc | 399 Park Avenue, 6Th Floor New York NY 10022 | No | No | Yes | No | |
1541853 | Avenue Special Situations Fund Vi (Master), L.p. | 399 Park Avenue, 6Th Floor New York NY 10022 | No | No | Yes | No | |
1541856 | Gl Partners Vi, Llc | 399 Park Avenue, 6Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-11-16 | 1,099,523 | $0.00 | 2,359,089 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2016-11-16 | 500,477 | $0.00 | 836,678 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- On November 16, 2016, Avenue Special Situations Fund VI (Master), L.P., a Delaware limited partnership ("Avenue Spec VI") and Avenue Special Opportunities Fund I, L.P., a Delaware limited partnership ("Avenue Special Opportunities") (collectively, the "Selling Avenue Funds") and UBS Securities LLC ("Buyer") executed a secondary block trade. The Selling Avenue Funds sold an aggregate of 1,600,000 shares of Common Stock to Buyer at $11.31 per share, for an aggregate purchase price of $18,096,000.00.
- These shares of Common Stock are held directly by Avenue Spec VI. Avenue Capital Partners VI, LLC, a Delaware limited liability company ("Avenue Capital VI"), is the general partner of Avenue Spec VI. GL Partners VI, LLC, a Delaware limited liability company ("GL VI"), is the managing member of Avenue Capital VI. Avenue Capital Management II, L.P., a Delaware limited partnership ("Avenue Capital Management II") is an investment adviser to Avenue Spec VI. Avenue Capital Management II Genpar, LLC, a Delaware limited liability company ("Genpar"), is the general partner of Avenue Capital Management II. Marc Lasry ("Lasry") is the managing member of GL VI and GenPar.
- (Continued from footnote 2) In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount.
- These shares of Common Stock are held directly by Avenue Special Opportunities. Avenue SO Capital Partners I, LLC, a Delaware limited liability company ("Avenue SO Capital Partners") is the general partner of Avenue Special Opportunities. GL SO Partners I, LLC, a Delaware limited liability company ("GL SO Partners I") is the managing member of Avenue SO Capital Partners. Avenue Capital Management II is an investment adviser to Avenue Special Opportunities. Genpar is the general partner of Avenue Capital Management II. Lasry is the managing member of GL SO Partners I and GenPar.
- (Continued from Footnote 4) In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional interest in such amount.
- The filing of this Form 4 shall not be construed as an admission that Avenue Capital Management II, GenPar or Lasry (together, the "Controlling Persons") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock held by the Selling Avenue Funds. Pursuant to Rule 16a-1, the Controlling Persons disclaim such beneficial ownership except to the extent of their pecuniary interest therein.