Filing Details
- Accession Number:
- 0001179110-16-031739
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 19:48:50
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 19:48:50
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1451445 | W Frederick Werner | C/O Aecom 1999 Avenue Of The Stars, Suite 2600 Los Angeles CA 90067 | Pres, Design & Conslt Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-14 | 3,000 | $27.54 | 38,149 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-14 | 3,000 | $37.00 | 35,149 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options | Disposition | 2016-11-14 | 3,000 | $0.00 | 3,000 | $27.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,000 | 2017-12-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 65,828 | Indirect | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 23,230 | 23,230 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 24,474 | 24,474 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 26,738 | 26,738 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 23,230 | 23,230 | Direct | |
| 24,474 | 24,474 | Direct | |
| 26,738 | 26,738 | Direct |
Footnotes
- The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on August 11, 2016.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The options vested in three equal annual installments beginning on December 8, 2011.
- The restricted stock units vest in December 2016.
- The restricted stock units vest in December 2017.
- The restricted stock units vest in December 2018.
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