Filing Details

Accession Number:
0001140361-16-087006
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-16 19:22:21
Reporting Period:
2016-09-30
Filing Date:
2016-11-16
Accepted Time:
2016-11-16 19:22:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575793 Energous Corp WATT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366294 J Brian Sereda C/O Energous Corporation
3590 North First Street, Suite 210
San Jose CA 95134
Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-30 4,442 $0.00 70,545 No 4 M Direct
Common Stock Disposition 2016-11-14 1,853 $13.85 68,692 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Share Units Acquisiton 2016-09-30 4,442 $0.00 4,442 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
56,367 No 4 M Direct
Footnotes
  1. Represents shares of common stock received upon vesting of a performance share unit award granted on December 17, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer.
  2. Represents shares sold to cover taxes due upon vesting and settlement of performance share units.
  3. Each performance share unit represents a contingent right to receive one share of common stock.
  4. Represents a performance share unit award granted on December 17, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer.