Filing Details
- Accession Number:
- 0001140361-16-087006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 19:22:21
- Reporting Period:
- 2016-09-30
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 19:22:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1575793 | Energous Corp | WATT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366294 | J Brian Sereda | C/O Energous Corporation 3590 North First Street, Suite 210 San Jose CA 95134 | Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-30 | 4,442 | $0.00 | 70,545 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-14 | 1,853 | $13.85 | 68,692 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Share Units | Acquisiton | 2016-09-30 | 4,442 | $0.00 | 4,442 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
56,367 | No | 4 | M | Direct |
Footnotes
- Represents shares of common stock received upon vesting of a performance share unit award granted on December 17, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer.
- Represents shares sold to cover taxes due upon vesting and settlement of performance share units.
- Each performance share unit represents a contingent right to receive one share of common stock.
- Represents a performance share unit award granted on December 17, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer.