Filing Details
- Accession Number:
- 0001225208-16-041891
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 18:56:07
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 18:56:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793952 | Harley Davidson Inc | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311749 | M Joanne Bischmann | Harley-Davidson, Inc. 3700 West Juneau Avenue Milwaukee WI 53208 | Vice President, Communications | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-14 | 5,037 | $45.32 | 6,771 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-14 | 5,037 | $60.00 | 1,734 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2016-11-14 | 5,037 | $0.00 | 5,037 | $45.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-06 | 2022-02-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,090 | Indirect | By 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 4,079 | 4,079 | Direct | ||
Common Stock | Stock Option (right to buy) | $51.78 | 2014-02-04 | 2023-02-04 | 3,392 | 3,392 | Direct |
Common Stock | Stock Option (right to buy) | $62.33 | 2015-02-04 | 2024-02-04 | 4,586 | 4,586 | Direct |
Common Stock | Stock Option (right to buy) | $63.49 | 2016-02-03 | 2025-02-03 | 5,007 | 5,007 | Direct |
Common Stock | Stock Option (right to buy) | $68.91 | 2008-02-14 | 2017-02-14 | 6,513 | 6,513 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
4,079 | 4,079 | Direct | |
2023-02-04 | 3,392 | 3,392 | Direct |
2024-02-04 | 4,586 | 4,586 | Direct |
2025-02-03 | 5,007 | 5,007 | Direct |
2017-02-14 | 6,513 | 6,513 | Direct |
Footnotes
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
- All options are currently exercisable.
- RSUs granted on 2/4/14 were granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. RSUs granted on 2/3/15 and 2/2/16 were granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- Each restricted stock unit represents a contingent right to receive one share of common stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 (granted pursuant to the 2014 Incentive Stock Plan) and 2/2/2016 ( granted pursuant to the 2014 Incentive Stock Plan) each vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.