Filing Details
- Accession Number:
- 0001246360-16-007182
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 18:07:11
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 18:07:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204912 | D Keith Nosbusch | 1201 South Second Street Milwaukee WI 53204 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-11-14 | 40,000 | $132.37 | 389,896 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-16 | 10,000 | $133.25 | 379,896 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 78 | Indirect | By Savings Plan |
Footnotes
- Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 10/31/2016. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
- Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $132.0000 to $132.9300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $133.21 to $133.37. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- Represents (i) 362,426 shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries and (ii) 17,470 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.