Filing Details
- Accession Number:
- 0001209191-16-150659
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 18:01:27
- Reporting Period:
- 2016-11-15
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 18:01:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1364962 | Imperva Inc | IMPV | Services-Prepackaged Software (7372) | 030460133 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1533440 | Amichai Shulman | C/O Imperva, Inc. 3400 Bridge Parkway, Suite 200 Redwood Shores CA 94065 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-15 | 938 | $0.00 | 92,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-15 | 1,000 | $0.00 | 93,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-15 | 5,000 | $0.00 | 98,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-15 | 3,085 | $40.10 | 94,915 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2016-11-15 | 938 | $0.00 | 938 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2016-11-15 | 1,000 | $0.00 | 1,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2016-11-15 | 5,000 | $0.00 | 5,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 937 | 2023-02-04 | No | 4 | M | Direct | |
| 5,000 | 2024-02-03 | No | 4 | M | Direct | |
| 0 | 2025-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 18,765 | Indirect | See Footnote |
Footnotes
- Represents the number of shares that were acquired in connection with the settlement of the restricted stock units listed in Table II.
- This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
- The shares are owned of record by Amichai Shulman Holdings 2000 Ltd. The Reporting Person is a director and beneficial owner of the shares held by such entity.
- Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.
- The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2013, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
- The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.
- The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2014, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
- The restricted stock units vest as follows: 25% of the underlying shares vest on each vesting date for four quarters beginning on February 15, 2016. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
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