Filing Details
- Accession Number:
- 0001209191-16-150645
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 17:55:01
- Reporting Period:
- 2016-11-15
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 17:55:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1364962 | Imperva Inc | IMPV | Services-Prepackaged Software (7372) | 030460133 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1533545 | E. Mark Kraynak | C/O Imperva, Inc. 3400 Bridge Parkway, Suite 200 Redwood Shores CA 94065 | Svp & Gm Of Enterprise Bus. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-15 | 448 | $0.00 | 448 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-15 | 717 | $0.00 | 1,165 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-15 | 3,108 | $0.00 | 4,273 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-15 | 2,391 | $0.00 | 6,664 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-16 | 3,332 | $40.16 | 3,332 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2016-11-15 | 938 | $0.00 | 938 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2016-11-15 | 1,500 | $0.00 | 1,500 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2016-11-15 | 6,500 | $0.00 | 6,500 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2016-11-15 | 5,000 | $0.00 | 5,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 937 | 2023-02-04 | No | 4 | M | Direct | |
| 7,500 | 2024-02-03 | No | 4 | M | Direct | |
| 0 | 2025-02-02 | No | 4 | M | Direct | |
| 0 | 2016-12-15 | No | 4 | M | Direct |
Footnotes
- Represents the number of shares that were acquired in connection with the net settlement of the restricted stock units listed in Table II.
- This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
- Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $40.10 to $40.30. The reporting person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.
- The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2013, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
- The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.
- The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2014, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
- The restricted stock units vest as follows: 25% of the underlying shares vested on February 15, 2016, with the remaining 75% vesting in three equal quarterly installments thereafter. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer.
- The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of November 15, 2012, with the remaining 25% vesting in equal annual installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certaincircumstances following a change in control of the Issuer.
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