Filing Details
- Accession Number:
- 0000891839-16-000280
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 17:38:37
- Reporting Period:
- 2016-11-15
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 17:38:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 716314 | Graham Corp | GHM | General Industrial Machinery & Equipment (3560) | 161194720 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1457678 | Jeffrey Glajch | C/O Graham Corporation 20 Florence Avenue Batavia NY 14020 | Vp-Finance; Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-15 | 5,731 | $20.50 | 52,358 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-15 | 700 | $20.56 | 51,658 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-15 | 300 | $20.57 | 51,358 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-15 | 200 | $20.58 | 51,158 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-15 | 100 | $20.59 | 51,058 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-15 | 200 | $20.61 | 50,858 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-15 | 200 | $20.63 | 50,658 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-15 | 100 | $20.66 | 50,558 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-15 | 204 | $20.74 | 50,354 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-15 | 98 | $20.75 | 50,256 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $15.25 | 2013-05-20 | 2020-05-20 | 1,739 | 1,739 | Direct |
| Common Stock | Stock Option (Right to Buy) | $18.65 | 2015-05-30 | 2022-05-30 | 7,141 | 7,141 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-05-20 | 1,739 | 1,739 | Direct |
| 2022-05-30 | 7,141 | 7,141 | Direct |
Footnotes
- This option was previously reported by Mr. Glajch.
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