Filing Details
- Accession Number:
- 0001354488-16-008522
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 17:06:49
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 17:06:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141197 | Pedevco Corp | PED | Crude Petroleum & Natural Gas (1311) | 223755993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1415554 | C Frank Ingriselli | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-14 | 34,100 | $0.13 | 2,291,812 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2016-11-15 | 28,787 | $0.12 | 2,263,025 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2016-11-16 | 3,408 | $0.12 | 2,259,617 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Direct | |
| No | 5 | S | Direct | |
| No | 5 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | $0.37 | 2015-01-07 | 2020-01-07 | 370,000 | 370,000 | Direct |
| Common Stock | Common Stock Warrant (Right to Buy) | $2.34 | 2013-12-16 | 2017-12-16 | 38,096 | 38,096 | Indirect |
| Common Stock | Common Stock Warrant (Right to Buy) | $5.25 | 2013-03-22 | 2017-03-22 | 19,048 | 19,048 | Indirect |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 348,267 | 348,267 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 42,533 | 42,533 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-01-07 | 370,000 | 370,000 | Direct |
| 2017-12-16 | 38,096 | 38,096 | Indirect |
| 2017-03-22 | 19,048 | 19,048 | Indirect |
| 2022-06-18 | 348,267 | 348,267 | Direct |
| 2022-06-18 | 42,533 | 42,533 | Direct |
Footnotes
- Reporting Person's spouse sold shares held in her name in open market transactions.
- Reporting Person's holding includes 333,705 shares held by spouse, 429,412 fully vested shares held directly and 1,496,500 fully vested shares held by Global Venture Investments, Inc., an entity 100% owned and controlled by Reporting Person.
- Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.
Billionaire Hedge Funds
