Filing Details
- Accession Number:
- 0001250988-16-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 17:04:29
- Reporting Period:
- 2016-11-15
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 17:04:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1224608 | Cno Financial Group Inc. | CNO | Accident & Health Insurance (6321) | 753108137 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1293861 | L Susan Menzel | 11825 N. Pennsylvania Street Carmel IN 46032 | Evp, Hr | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-03-25 | 610 | $18.06 | 1,960 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2016-11-15 | 79,500 | $6.45 | 81,460 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-15 | 79,500 | $17.50 | 1,960 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2016-11-15 | 79,500 | $0.00 | 79,500 | $6.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-03-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 137,581 | Indirect | By Trust |
Footnotes
- Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock.
- One-half of these options vested on March 18, 2012 and the other one-half vested on March 18, 2013.