Filing Details
- Accession Number:
- 0001225208-16-041853
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 16:35:25
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 16:35:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 36104 | Us Bancorp | USB | National Commercial Banks (6021) | 410255900 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183880 | P Jennie Carlson | 800 Nicollet Mall Minneapolis MN 55402 | Evp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2016-11-14 | 37,000 | $13.10 | 73,371 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2016-11-14 | 37,000 | $48.45 | 36,371 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2016-11-14 | 37,000 | $0.00 | 37,000 | $13.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,741 | 2019-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value | 12,689 | Indirect | By 401(k) plan |
| Common Stock, $0.01 Par Value | 2,235 | Indirect | By IRA |
| Common Stock, $0.01 Par Value | 133,502 | Indirect | By Spouse |
Footnotes
- Based on a plan report dated October 31, 2016, the most recent plan report available.
- The option vested in four equal annual installments beginning on March 2, 2010.
Billionaire Hedge Funds
