Filing Details

Accession Number:
0001209191-16-150535
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-16 16:30:45
Reporting Period:
2016-11-15
Filing Date:
2016-11-16
Accepted Time:
2016-11-16 16:30:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1624899 Steris Plc STE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1578804 Adam John Zangerle C/O Chancery House, 190 Waterside Road
Hamilton Industrial Park
Leicester X0 LE5 1QZ
Vp, Gen Counsel, And Sec. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, 0.10 Par Value Acquisiton 2016-11-15 2,200 $27.68 26,166 No 4 M Direct
Ordinary Shares, 0.10 Par Value Disposition 2016-11-15 2,200 $67.00 23,966 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Disposition 2016-11-15 2,200 $0.00 2,200 $27.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-07-27 No 4 M Direct
Footnotes
  1. This exercise and sale of a total of 2,200 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on September 1, 2016.
  2. 17,752 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 1,000 on November 28, 2016; 5,000 on May 31, 2017; 2,252 on May 30, 2018; 3,000 on May 28, 2019; 2,500 on June 1, 2020 and 4,000 on October 1, 2019.
  3. This option to purchase 2,200 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 2,200 STERIS Corporation common shares for $27.68 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.