Filing Details
- Accession Number:
- 0001209191-16-150535
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 16:30:45
- Reporting Period:
- 2016-11-15
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 16:30:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1624899 | Steris Plc | STE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1578804 | Adam John Zangerle | C/O Chancery House, 190 Waterside Road Hamilton Industrial Park Leicester X0 LE5 1QZ | Vp, Gen Counsel, And Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, 0.10 Par Value | Acquisiton | 2016-11-15 | 2,200 | $27.68 | 26,166 | No | 4 | M | Direct | |
Ordinary Shares, 0.10 Par Value | Disposition | 2016-11-15 | 2,200 | $67.00 | 23,966 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2016-11-15 | 2,200 | $0.00 | 2,200 | $27.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-07-27 | No | 4 | M | Direct |
Footnotes
- This exercise and sale of a total of 2,200 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on September 1, 2016.
- 17,752 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 1,000 on November 28, 2016; 5,000 on May 31, 2017; 2,252 on May 30, 2018; 3,000 on May 28, 2019; 2,500 on June 1, 2020 and 4,000 on October 1, 2019.
- This option to purchase 2,200 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 2,200 STERIS Corporation common shares for $27.68 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.