Filing Details
- Accession Number:
- 0001209191-16-150526
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 16:24:58
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 16:24:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1323885 | Atricure Inc. | ATRC | Surgical & Medical Instruments & Apparatus (3841) | 341940305 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1565823 | J Douglas Seith | 7555 Innovation Way Mason OH 45040 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-14 | 250 | $9.70 | 193,283 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-11-14 | 200 | $12.22 | 193,483 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-14 | 450 | $20.23 | 193,033 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2016-11-14 | 250 | $0.00 | 250 | $9.70 |
Common Stock | Stock Option (right to buy) | Disposition | 2016-11-14 | 200 | $0.00 | 200 | $12.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-12-06 | 2016-12-06 | No | 4 | M | Direct |
0 | 2008-02-08 | 2017-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,500 | Indirect | Held by spouse |
Footnotes
- The Reporting Person disclaims beneficial ownership of these securities, except as to his pecuniary interest therein.
- These options were granted on December 6, 2006 and are exercisable as to 25% of the shares upon the one-year anniversary of the date of grant and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.
- These options were granted on February 8, 2007 and are exercisable as to 25% of the shares upon the one-year anniversary of the date of grant and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.