Filing Details

Accession Number:
0000919574-16-016743
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-16 15:41:13
Reporting Period:
2016-11-14
Filing Date:
2016-11-16
Accepted Time:
2016-11-16 15:41:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792130 Datawatch Corp DWCH Services-Prepackaged Software (7372) 020405716
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593404 G2 Investment Partners Management Llc One Rockefeller Plaza, 23Rd Floor
New York NY 10020
No No Yes No
1608447 Josh Goldberg One Rockefeller Plaza, 23Rd Floor
New York NY 10020
No No Yes No
1651515 G2 Investment Partners Gp Llc One Rockefeller Plaza, 23Rd Floor
New York NY 10020
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-14 142,074 $7.09 1,723,968 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-14 85,000 $7.07 1,638,968 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-14 20,660 $7.14 1,659,628 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-14 76,425 $7.10 1,583,203 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-14 85,000 $7.17 1,668,203 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-14 111,664 $7.16 1,556,539 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-14 25,000 $7.15 1,581,539 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-14 6,200 $7.10 1,575,339 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-14 50,000 $7.15 1,625,339 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-14 36,400 $7.10 1,588,939 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-14 50,000 $7.15 1,638,939 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-14 62,220 $7.08 1,576,719 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-14 31,835 $6.98 1,608,554 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-14 56,080 $6.97 1,552,474 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-14 20,650 $6.95 1,573,124 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-14 800 $7.05 1,572,324 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-14 75,000 $7.11 1,647,324 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-14 81,639 $7.05 1,565,685 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-14 5,823 $7.05 1,571,508 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-14 40,024 $7.05 1,531,484 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-14 56,000 $7.10 1,587,484 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-14 53,071 $7.05 1,534,413 No 4 S Indirect See Footnote
Common Stock Disposition 2016-11-15 81,000 $7.00 1,453,413 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-15 200 $7.00 1,453,613 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-15 52,159 $7.00 1,401,454 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-15 600 $7.03 0 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-15 11,400 $7.00 1,390,654 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-15 20,100 $7.02 1,410,754 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-15 23,778 $7.00 1,386,976 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-15 128 $6.95 1,387,104 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. These securities are held in the accounts of private investment funds managed by G2 Investment Partners Management LLC ("G2 Investment Partners Management") and may be deemed to be beneficially owned by (i) G2 Investment Partners Management, (ii) G2 Investment Partners GP LLC, and (iii) Josh Goldberg, the managing member of G2 Investment Partners Management and G2 Investment Partners GP LLC (collectively, the "Reporting Persons"). The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
  2. The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.90 to $7.10. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  3. The reported price is the weighted average sale price for sales on November 14, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.05 to $7.13. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $7.10 to $7.15. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  5. The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $7.15 to $7.20. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  6. The reported price is the weighted average sale price for sales on November 14, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.10 to $7.20. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  7. The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $7.10 to $7.15. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  8. The reported price is the weighted average sale price for sales on November 14, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.10 to $7.13. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  9. The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $7.10 to $7.15. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  10. The reported price is the weighted average sale price for sales on November 14, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.05 to $7.13. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  11. The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.95 to $7.00. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  12. The reported price is the weighted average sale price for sales on November 14, 2016 by the Reporting Persons. The actual prices of such sales ranged from $6.90 to $7.00. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  13. The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.95 to $7.10. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  14. The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $7.05 to $7.15. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  15. The reported price is the weighted average sale price for sales on November 14, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.05 to $7.08. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  16. The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $7.00 to $7.05. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  17. The reported price is the weighted average sale price for sales on November 14, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.05 to $7.08. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  18. The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $7.08 to $7.10. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  19. The reported price is the weighted average sale price for sales on November 15, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.00 to $7.03. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  20. The reported price is the weighted average sale price for sales on November 15, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.00 to $7.05. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  21. The reported price is the weighted average purchase price for purchases on November 15, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $7.00 to $7.05. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  22. The reported price is the weighted average purchase price for purchases on November 15, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $7.00 to $7.05. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.