Filing Details
- Accession Number:
- 0001550096-16-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 15:22:18
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 15:22:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 49826 | Illinois Tool Works Inc | ITW | General Industrial Machinery & Equipment (3560) | 361258310 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1550096 | R. John Hartnett | Illinois Tool Works Inc. 155 Harlem Avenue Glenview IL 60025 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-14 | 7,500 | $48.51 | 16,399 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-14 | 7,500 | $123.69 | 8,899 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2016-11-14 | 7,500 | $0.00 | 7,500 | $48.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-08 | 2018-02-08 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $43.64 | 2011-02-12 | 2020-02-12 | 13,889 | 13,889 | Direct |
| Common Stock | Employee Stock Option | $55.71 | 2013-02-10 | 2022-02-10 | 13,066 | 13,066 | Direct |
| Common Stock | Employee Stock Option | $63.25 | 2014-02-15 | 2023-02-15 | 28,823 | 28,823 | Direct |
| Common Stock | Employee Stock Option | $55.81 | 2012-02-11 | 2021-02-11 | 11,750 | 11,750 | Direct |
| Common Stock | Employee Stock Option | $78.59 | 2015-02-14 | 2024-02-14 | 24,202 | 24,202 | Direct |
| Common Stock | Employee Stock Option | $91.88 | 2017-02-12 | 2026-02-12 | 19,980 | 19,980 | Direct |
| Common Stock | Employee Stock Option | $98.26 | 2016-02-13 | 2025-02-13 | 19,436 | 19,436 | Direct |
| Common Stock | Performance Restricted Stock Unit (granted 2/12/2016) | $0.00 | 4,353 | 4,353 | Direct | ||
| Common Stock | Performance Restricted Stock Unit (granted 2/13/15) | $0.00 | 4,070 | 4,070 | Direct | ||
| Common Stock | Performance Restricted Stock Unit (granted 2/14/2014) | $0.00 | 4,665 | 4,665 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-02-12 | 13,889 | 13,889 | Direct |
| 2022-02-10 | 13,066 | 13,066 | Direct |
| 2023-02-15 | 28,823 | 28,823 | Direct |
| 2021-02-11 | 11,750 | 11,750 | Direct |
| 2024-02-14 | 24,202 | 24,202 | Direct |
| 2026-02-12 | 19,980 | 19,980 | Direct |
| 2025-02-13 | 19,436 | 19,436 | Direct |
| 4,353 | 4,353 | Direct | |
| 4,070 | 4,070 | Direct | |
| 4,665 | 4,665 | Direct |
Footnotes
- Options vest in four (4) equal annual installments beginning one year from date of grant.
- Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
- Each PRSU vests 100% three years from the date of grant if performance goals are met.
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