Filing Details

Accession Number:
0001127602-16-067387
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-16 14:53:31
Reporting Period:
2016-11-16
Filing Date:
2016-11-16
Accepted Time:
2016-11-16 14:53:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1139812 Mb Financial Inc MBFI National Commercial Banks (6021) 364460265
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244438 E Jill York C/O Mb Financial, Inc.
6111 North River Road
Rosemont IL 60018
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-16 5,000 $42.07 72,600 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 572 Indirect By Deferred Comp Plan
Common Stock 20 Indirect By Ira
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $40.00 2011-07-25 2017-07-25 11,695 11,695 Direct
Common Stock Stock Option (Right to Buy) $32.89 2011-07-25 2017-07-25 14,309 14,309 Direct
Common Stock Stock Option (Right to Buy) $29.00 2012-06-25 2018-06-25 26,344 26,344 Direct
Common Stock Stock Option (Right to Buy) $24.65 2012-06-25 2018-06-25 4,056 4,056 Direct
Common Stock Stock Option (Right to Buy) $20.40 2013-08-29 2022-08-29 7,229 7,229 Direct
Common Stock Stock Option (Right to Buy) $27.09 2014-08-28 2023-08-28 6,624 6,624 Direct
Common Stock Stock Option (Right to Buy) $29.80 2015-02-26 2024-02-26 6,259 6,259 Direct
Common Stock Performance Share Units $0.00 6,668 6,668 Direct
Common Stock Stock Option (Right to Buy) $31.26 2016-02-25 2025-02-25 4,512 4,512 Direct
Common Stock Performance Share Units $0.00 5,861 5,861 Direct
Common Stock Stock Option (Right to Buy) $30.33 2017-02-24 2026-02-24 6,062 6,062 Direct
Common Stock Performance Share Units $0.00 6,905 6,905 Direct
Common Stock Restricted Stock Units $0.00 1,121 1,121 Direct
Common Stock Restricted Stock Units $0.00 5,524 5,524 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-07-25 11,695 11,695 Direct
2017-07-25 14,309 14,309 Direct
2018-06-25 26,344 26,344 Direct
2018-06-25 4,056 4,056 Direct
2022-08-29 7,229 7,229 Direct
2023-08-28 6,624 6,624 Direct
2024-02-26 6,259 6,259 Direct
6,668 6,668 Direct
2025-02-25 4,512 4,512 Direct
5,861 5,861 Direct
2026-02-24 6,062 6,062 Direct
6,905 6,905 Direct
1,121 1,121 Direct
5,524 5,524 Direct
Footnotes
  1. Grant to reporting person of option to purchase shares of common stock under Issuer's 1997 Omnibus Incentive Plan. The option is 100% vested.
  2. Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
  3. Performance based vesting
  4. Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
  5. Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
  6. Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
  7. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).