Filing Details
- Accession Number:
- 0001127602-16-067383
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 14:42:51
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 14:42:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1323990 | James Yee | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $0.01 Par Value | Acquisiton | 2016-11-14 | 14,846 | $17.02 | 72,881 | No | 4 | M | Direct | |
Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 8,559 | $23.35 | 64,322 | No | 4 | S | Direct | |
Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 3,568 | $23.40 | 60,754 | No | 4 | S | Direct | |
Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 2,719 | $23.45 | 58,035 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-11-14 | 14,846 | $0.00 | 14,846 | $17.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,846 | 2024-01-27 | No | 4 | M | Direct |
Footnotes
- Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.