Filing Details
- Accession Number:
- 0001127602-16-067376
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 14:35:27
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 14:35:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1448684 | Scott Hickey | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Acquisiton | 2016-11-14 | 20,000 | $19.50 | 40,341 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 800 | $22.65 | 39,541 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 6,600 | $22.70 | 32,941 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 3,500 | $22.73 | 29,441 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 4,085 | $22.75 | 25,356 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 1,900 | $22.78 | 23,456 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 2,115 | $22.80 | 21,341 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 1,000 | $22.83 | 20,341 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Acquisiton | 2016-11-14 | 30,000 | $17.26 | 50,341 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 1,100 | $22.65 | 49,241 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 100 | $22.68 | 49,141 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 9,100 | $22.70 | 40,041 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 7,100 | $22.73 | 32,941 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 5,500 | $22.75 | 27,441 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 2,400 | $22.78 | 25,041 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 3,600 | $22.80 | 21,441 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 1,100 | $22.83 | 20,341 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Acquisiton | 2016-11-14 | 18,837 | $12.97 | 39,178 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 800 | $22.65 | 38,378 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 200 | $22.68 | 38,178 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 5,400 | $22.70 | 32,778 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 4,100 | $22.73 | 28,678 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 3,500 | $22.75 | 25,178 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 1,800 | $22.78 | 23,378 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 2,537 | $22.80 | 20,841 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 400 | $22.83 | 20,441 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-14 | 100 | $22.85 | 20,341 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-11-14 | 20,000 | $0.00 | 20,000 | $19.50 |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-11-14 | 30,000 | $0.00 | 30,000 | $17.26 |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-11-14 | 18,837 | $0.00 | 18,837 | $12.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-10-22 | No | 4 | M | Direct | |
| 0 | 2019-01-28 | No | 4 | M | Direct | |
| 18,837 | 2022-01-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $0.01 Par Value | 14,252 | Indirect | by Trust |
Footnotes
- Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
Billionaire Hedge Funds
