Filing Details
- Accession Number:
- 0001225208-16-041833
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 13:45:11
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 13:45:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1627137 | R Terri Kallsen | 211 Main Street San Francisco CA 94105 | Evp - Investor Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-14 | 18,802 | $30.17 | 18,802 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2016-11-14 | 8,105 | $28.44 | 26,907 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2016-11-14 | 4,026 | $23.12 | 30,933 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2016-11-14 | 4,026 | $36.94 | 26,907 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2016-11-14 | 8,105 | $36.94 | 18,802 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2016-11-14 | 18,802 | $36.94 | 0 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2016-11-14 | 18,802 | $0.00 | 18,802 | $30.17 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2016-11-14 | 4,026 | $0.00 | 4,026 | $23.12 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2016-11-14 | 8,105 | $0.00 | 8,105 | $28.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 56,409 | 2016-03-02 | 2025-03-02 | No | 4 | M | Direct |
| 3,963 | 2014-11-01 | 2023-11-01 | No | 4 | M | Direct |
| 8,105 | 2015-11-03 | 2024-11-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,212 | Direct | |
| Common Stock | 2,544 | Indirect | by ESPP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $36.31 to $37.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
