Filing Details
- Accession Number:
- 0001562180-16-003521
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 12:08:13
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 12:08:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518729 | Bruce Wallace | 3005 Tasman Drive Santa Clara CA 95054 | Chief Digital Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-14 | 1,150 | $71.11 | 12,027 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-14 | 1,461 | $107.98 | 13,488 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-14 | 2,611 | $151.86 | 10,877 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2016-11-14 | 1,461 | $0.00 | 1,461 | $107.98 |
| Common Stock | Stock Option | Disposition | 2016-11-14 | 1,150 | $0.00 | 1,150 | $71.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,920 | 2021-04-29 | No | 4 | M | Direct | |
| 2,350 | 2020-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 304 | Indirect | By 401(k)/ESOP |
Footnotes
- The 2,611 shares were sold through separate trades, with the sale prices ranging from $151.76 to $152.01 and at a weighted average sale price of $151.859.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2016.
- Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Billionaire Hedge Funds
