Filing Details
- Accession Number:
- 0001638599-16-001573
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 20:21:25
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 20:21:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1620533 | Shake Shack Inc. | SHAK | Retail-Eating & Drinking Places (5810) | 471941186 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1633839 | A David Swinghamer | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No | |
1633976 | Grat Swinghamer A. David | 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No | |
1658473 | Susan Swinghamer | 2 Devereux Court Rye NY 10580 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2016-11-10 | 25,000 | $37.76 | 25,000 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-11-11 | 5,000 | $38.05 | 20,000 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-11-14 | 20,000 | $38.23 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 557,167 | Direct | |
Class B Common Stock | 20,000 | Indirect | By Trust |
Class A Common Stock | 30,000 | Indirect | By Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | COMMON MEMBERSHIP INTERESTS | $0.00 | 50,000 | 557,167 | Direct | ||
Class A Common Stock | COMMON MEMBERSHIP INTERESTS | $0.00 | 20,000 | 20,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
50,000 | 557,167 | Direct | |
20,000 | 20,000 | Indirect |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $37.50 to $37.92. The price reported above reflects the weighted average sale price.
- The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Held directly by the David A. Swinghamer GRAT, of which Susan Swinghamer, the reporting person's wife, is the trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.
- The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.
- This transaction was executed in multiple trades at prices ranging from $38.03 to $38.06. The price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $38.0500 to $38.3600. The price reported above reflects the weighted average sale price.