Filing Details
- Accession Number:
- 0001225208-16-041810
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 19:10:56
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 19:10:56
- Original Submission Date:
- 2016-11-14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1564429 | J. Bernard Clark | 211 Main Street San Francisco CA 94105 | Evp - Advisor Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-10 | 28,090 | $35.32 | 117,788 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2016-11-10 | 65,056 | $35.32 | 52,732 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2016.
- This transaction was executed in multiple trades at prices ranging from $34.50 to $35.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
