Filing Details
- Accession Number:
- 0000720672-16-000169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 18:20:41
- Reporting Period:
- 2013-11-26
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 18:20:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207218 | W Thomas Weisel | One Montgomery Street, Suite 3700 San Francisco CA 94104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-04-02 | 580 | $50.36 | 163,245 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2014-04-08 | 880 | $45.70 | 162,365 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2014-06-12 | 3,355 | $45.70 | 159,010 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2014-06-25 | 530 | $47.27 | 158,480 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2014-09-22 | 500 | $48.43 | 157,980 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2014-12-11 | 5,112 | $49.25 | 152,868 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2014-12-19 | 1,365 | $51.47 | 151,503 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2015-02-09 | 7,023 | $50.36 | 148,367 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2015-03-24 | 35,148 | $56.94 | 110,188 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-10 | 3,225 | $46.26 | 106,963 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2013-11-26 | 18,231 | $45.22 | 0 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | G | Direct | |
| No | 4 | G | Direct | |
| No | 4 | G | Direct | |
| No | 4 | G | Direct | |
| No | 4 | G | Direct | |
| No | 4 | G | Direct | |
| No | 4 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct | |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Units | $0.00 | 2011-02-08 | 57,861 | 57,861 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 57,861 | 57,861 | Direct |
Footnotes
- Units vest in 20% increments over a five year period.
- No expiration date for these Units.
Billionaire Hedge Funds
