Filing Details
- Accession Number:
- 0000720672-16-000168
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 18:20:28
- Reporting Period:
- 2015-03-24
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 18:20:28
- Original Submission Date:
- 2015-03-25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207218 | W Thomas Weisel | One Montgomery Street, Suite 3700 San Francisco CA 94104 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-24 | 3,031 | $56.90 | 7,995 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The original reporting of the sale incorrectly reported the shares were owned by Trust. The 3,031 sharees that were sold on 3/24/2015 were owned Direct.