Filing Details
- Accession Number:
- 0000720672-16-000167
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 18:20:04
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 18:20:04
- Original Submission Date:
- 2013-11-25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207218 | W Thomas Weisel | One Montgomery Street, Suite 3700 San Francisco CA 94104 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-22 | 93,014 | $45.63 | 160,795 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-22 | 6,686 | $45.63 | 0 | No | 4 | S | Indirect | by Corporation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | by Corporation |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $45.19 to $46.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The original reporting of this sale incorrectly reported the shares were all owned direct. Of the 99,700 shares sold, 6,686 were owned by Corporation and 93,014 were owned direct.