Filing Details
- Accession Number:
- 0000720672-16-000166
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 18:19:25
- Reporting Period:
- 2013-08-13
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 18:19:25
- Original Submission Date:
- 2013-08-15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207218 | W Thomas Weisel | One Montgomery Street, Suite 3700 San Francisco CA 94104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-08-13 | 150,000 | $40.14 | 6,686 | No | 4 | S | Indirect | by Corporation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by Corporation |
Footnotes
- These shares were sold pursuant to a 10(b)5-1 Plan.
- This transaction was executed in multiple trades at prices ranging from $39.78 to $40.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The original reporting of this sale incorrrectly reported the shares were owned direct. The 150,000 shares that were sold on 8/13/2013 were actually owned by Corporation.
Billionaire Hedge Funds
