Filing Details
- Accession Number:
- 0000899243-16-033565
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 18:04:49
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 18:04:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 710682831 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365252 | Jack Engelkes | P.o. Box 966 Conway AR 72033 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-11-10 | 10,000 | $24.48 | 121,026 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-11 | 6,319 | $24.87 | 0 | No | 4 | S | Indirect | Held in Simple IRA |
Common Stock | Disposition | 2016-11-11 | 2,000 | $24.83 | 190,413 | No | 4 | S | Indirect | Owned solely by wife |
Common Stock | Disposition | 2016-11-14 | 3,000 | $25.58 | 118,026 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | Held in Simple IRA |
No | 4 | S | Indirect | Owned solely by wife |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 44,719 | Indirect | Custodian for daughters |
Common Stock | 400 | Indirect | Held in wife's IRA |
Common Stock - Restricted | 4,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $2.66 | 1,426 | 1,426 | Direct | ||
Common Stock | Stock Option | $17.12 | 2025-04-15 | 20,000 | 20,000 | Direct | |
Common Stock | Stock Option | $2.10 | 2007-12-31 | 2017-12-31 | 1,426 | 1,426 | Direct |
Common Stock | Stock Option | $2.46 | 2,851 | 2,851 | Direct | ||
Common Stock | Stock Option | $4.30 | 2018-01-09 | 4,752 | 4,752 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,426 | 1,426 | Direct | |
2025-04-15 | 20,000 | 20,000 | Direct |
2017-12-31 | 1,426 | 1,426 | Direct |
2,851 | 2,851 | Direct | |
2018-01-09 | 4,752 | 4,752 | Direct |
Footnotes
- The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
- Includes 965.1229 split adjusted shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- Includes 72.391 split adjusted shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- Includes 154.926 split adjusted shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- 20% of the issued option is remaining. The 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
- The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 16, 2016.
- 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The last 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
- The option is exercisable in five equal annual installments. The first installment became exercisable on January 10, 2009.
- The exercise price decreased and the number of shares exercisable increased as a result of the Company declaring a 2-for-1 stock split to shareholders of record May 18, 2016 and made payable June 8, 2016.