Filing Details
- Accession Number:
- 0000769993-16-001867
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 17:47:47
- Reporting Period:
- 2016-11-11
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 17:47:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 886982 | Goldman Sachs Group Inc | GS | Security Brokers, Dealers & Flotation Companies (6211) | 134019460 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428340 | S Michael Sherwood | C/O Goldman, Sachs &Amp; Co. 200 West Street New York NY 10282 | Vice Chairman | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-11-11 | 201,224 | $199.84 | 438,582 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2016-11-11 | 200,311 | $201.57 | 238,271 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2016-11-11 | 546 | $201.57 | 237,725 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2016-11-11 | 367 | $203.69 | 237,358 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Nonqualified Stock Options (right to buy) | Disposition | 2016-11-11 | 201,224 | $0.00 | 201,224 | $199.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-01-25 | 2016-11-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 124,620 | Indirect | See footnote |
Footnotes
- Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016.
- Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.
- Reflects a weighted average sale price of $201.5665 per share, at prices ranging from $201.53 to $201.611 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $203.6918 per share, at prices ranging from $203.67 to $203.73 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Held by spouse.
Billionaire Hedge Funds
