Filing Details

Accession Number:
0001562180-16-003517
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-15 17:38:10
Reporting Period:
2016-11-10
Filing Date:
2016-11-15
Accepted Time:
2016-11-15 17:38:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719739 Svb Financial Group SIVB State Commercial Banks (6022) 942856336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1318490 F Kamran Husain
3005 Tasman Drive
Santa Clara CA 95054
Chief Accounting Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-30 214 $95.16 1,187 No 5 A Direct
Common Stock Acquisiton 2016-11-10 308 $107.98 1,495 No 4 M Direct
Common Stock Acquisiton 2016-11-10 78 $49.83 1,573 No 4 M Direct
Common Stock Acquisiton 2016-11-10 672 $64.37 2,245 No 4 M Direct
Common Stock Acquisiton 2016-11-10 650 $71.11 2,895 No 4 M Direct
Common Stock Acquisiton 2016-11-10 94 $60.37 2,989 No 4 M Direct
Common Stock Disposition 2016-11-10 431 $138.57 2,558 No 4 S Direct
Common Stock Disposition 2016-11-10 756 $138.70 1,802 No 4 S Direct
Common Stock Disposition 2016-11-10 672 $138.57 1,130 No 4 S Direct
Common Stock Disposition 2016-11-10 94 $138.47 1,036 No 4 S Direct
Common Stock Disposition 2016-11-10 650 $138.40 386 No 4 S Direct
Common Stock Disposition 2016-11-10 308 $138.34 78 No 4 S Direct
Common Stock Disposition 2016-11-10 78 $138.29 0 No 4 S Direct
Common Stock Acquisiton 2016-11-15 300 $107.98 300 No 4 M Direct
Common Stock Disposition 2016-11-15 300 $148.62 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2016-11-10 308 $0.00 308 $107.98
Common Stock Stock Option Disposition 2016-11-10 650 $0.00 650 $71.11
Common Stock Stock Option Disposition 2016-11-10 672 $0.00 672 $64.37
Common Stock Stock Option Disposition 2016-11-10 94 $0.00 94 $60.37
Common Stock Stock Option Disposition 2016-11-10 78 $0.00 78 $49.83
Common Stock Stock Option Disposition 2016-11-15 300 $0.00 300 $107.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,358 2021-04-29 No 4 M Direct
550 2020-04-30 No 4 M Direct
0 2019-05-01 No 4 M Direct
0 2018-04-27 No 4 M Direct
0 2017-04-27 No 4 M Direct
1,058 2021-04-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 304 Indirect By 401(k)/ESOP
Footnotes
  1. These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
  2. This transaction was executed in multiple trades at prices ranging from $138.48 USD to $138.61 USD; the price reported above reflects the weighted average sale price.
  3. This transaction was executed in multiple trades at prices ranging from $138.60 USD to $138.745 USD; the price reported above reflects the weighted average sale price.
  4. This transaction was executed in multiple trades at prices ranging from $138.43 USD to $138.61 USD; the price reported above reflects the weighted average sale price.
  5. This transaction was executed in multiple trades at prices ranging from $138.38 USD to $138.43 USD; the price reported above reflects the weighted average sale price.
  6. This transaction was executed in multiple trades at prices ranging from $138.30 USD to $138.38 USD; the price reported above reflects the weighted average sale price.
  7. The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2016.
  8. Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.