Filing Details
- Accession Number:
- 0001562180-16-003517
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 17:38:10
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 17:38:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1318490 | F Kamran Husain | 3005 Tasman Drive Santa Clara CA 95054 | Chief Accounting Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-30 | 214 | $95.16 | 1,187 | No | 5 | A | Direct | |
Common Stock | Acquisiton | 2016-11-10 | 308 | $107.98 | 1,495 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-11-10 | 78 | $49.83 | 1,573 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-11-10 | 672 | $64.37 | 2,245 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-11-10 | 650 | $71.11 | 2,895 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-11-10 | 94 | $60.37 | 2,989 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-10 | 431 | $138.57 | 2,558 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-10 | 756 | $138.70 | 1,802 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-10 | 672 | $138.57 | 1,130 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-10 | 94 | $138.47 | 1,036 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-10 | 650 | $138.40 | 386 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-10 | 308 | $138.34 | 78 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-10 | 78 | $138.29 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-11-15 | 300 | $107.98 | 300 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-15 | 300 | $148.62 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2016-11-10 | 308 | $0.00 | 308 | $107.98 |
Common Stock | Stock Option | Disposition | 2016-11-10 | 650 | $0.00 | 650 | $71.11 |
Common Stock | Stock Option | Disposition | 2016-11-10 | 672 | $0.00 | 672 | $64.37 |
Common Stock | Stock Option | Disposition | 2016-11-10 | 94 | $0.00 | 94 | $60.37 |
Common Stock | Stock Option | Disposition | 2016-11-10 | 78 | $0.00 | 78 | $49.83 |
Common Stock | Stock Option | Disposition | 2016-11-15 | 300 | $0.00 | 300 | $107.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,358 | 2021-04-29 | No | 4 | M | Direct | |
550 | 2020-04-30 | No | 4 | M | Direct | |
0 | 2019-05-01 | No | 4 | M | Direct | |
0 | 2018-04-27 | No | 4 | M | Direct | |
0 | 2017-04-27 | No | 4 | M | Direct | |
1,058 | 2021-04-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 304 | Indirect | By 401(k)/ESOP |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- This transaction was executed in multiple trades at prices ranging from $138.48 USD to $138.61 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $138.60 USD to $138.745 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $138.43 USD to $138.61 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $138.38 USD to $138.43 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $138.30 USD to $138.38 USD; the price reported above reflects the weighted average sale price.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2016.
- Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.