Filing Details

Accession Number:
0001638599-16-001571
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-15 17:27:31
Reporting Period:
2016-11-10
Filing Date:
2016-11-15
Accepted Time:
2016-11-15 17:27:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1324948 Rbc Bearings Inc ROLL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256535 J Michael Hartnett 102 Willenbrock Road
One Tribology Center
Oxford CT 06478
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-10 9,955 $37.66 518,193 No 4 M Direct
Common Stock Acquisiton 2016-11-11 22,614 $37.66 540,807 No 4 M Direct
Common Stock Acquisiton 2016-11-14 18,419 $37.66 559,226 No 4 M Direct
Common Stock Acquisiton 2016-11-15 15,511 $37.66 574,737 No 4 M Direct
Common Stock Disposition 2016-11-10 9,955 $78.65 564,782 No 4 S Direct
Common Stock Disposition 2016-11-11 22,614 $82.36 542,168 No 4 S Direct
Common Stock Disposition 2016-11-14 18,419 $82.14 523,749 No 4 S Direct
Common Stock Disposition 2016-11-15 15,511 $82.23 508,238 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option for purchase of Common Stock Disposition 2016-11-10 9,955 $37.66 100,000 $37.66
Common Stock Stock Option for purchase of Common Stock Disposition 2016-11-11 22,614 $37.66 100,000 $37.66
Common Stock Stock Option for purchase of Common Stock Disposition 2016-11-14 18,419 $37.66 100,000 $37.66
Common Stock Stock Option for purchase of Common Stock Disposition 2016-11-15 15,511 $37.66 100,000 $37.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
90,045 2012-10-06 2018-10-06 No 4 M Direct
67,431 2012-10-06 2018-10-06 No 4 M Direct
49,012 2012-10-06 2018-10-06 No 4 M Direct
33,501 2012-10-06 2018-10-06 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option for Commn Shares $44.60 2012-06-04 2019-06-04 100,000 100,000 Direct
Common Stock Stock Option for Common Stock $51.08 2014-06-14 2020-06-14 100,000 100,000 Direct
Common Stock Stock Option for purchase of Common Stock $64.15 2015-07-01 2021-07-01 100,000 100,000 Direct
Common Stock Stock Option for Common Stock $72.83 2016-07-01 2022-07-01 80,000 80,000 Direct
Common Stock Stock Option for Common Stock $72.94 2017-07-08 2023-07-08 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-06-04 100,000 100,000 Direct
2020-06-14 100,000 100,000 Direct
2021-07-01 100,000 100,000 Direct
2022-07-01 80,000 80,000 Direct
2023-07-08 100,000 100,000 Direct
Footnotes
  1. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 10/06/2012, 1/5 vest on 10/06/2013, 1/5 vest on 10/06/2014, 1/5 vest on 10/06/2015 and 1/5 vest on 10/06/2016. Options expire 7 years from grant date.
  2. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/4/2013, 1/5 vest on 6/4/2014, 1/5 vest on 6/4/2015, 1/5 vest on 6/4/2016 and 1/5 vest on 6/4/2017. Options expire 7 years from grant date.
  3. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/14/2014, 1/5 vest on 6/14/2015, 1/5 vest on 6/14/2016, 1/5 vest on 6/14/2017 and 1/5 vest on 6/14/2018. Options expire 7 years from grant date.
  4. 16,784 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7-1/2017. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events
  5. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7-1/2015, 1/5 vest on 7-1/2016, 1/5 vest on 7-1/2017, 1/5 vest on 7-1/2018 and 1/5 vest on 7-1/2019. Options expire 7 years from grant date.
  6. 26133 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/2 vest on 7/1/2017, 1/2 vest on 7/1/2018. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
  7. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7/1/2016, 1/5 vest on 7/1/2017, 1/5 vest on 7/1/2018, 1/5 vest on 7/1/2019 and 1/5 vest on 7/1/2020. Options expire 7 years from grant date.
  8. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7/8/2017, 1/5 vest on 7/8/2018, 1/5 vest on 7/8/2019, 1/5 vest on 7/8/2020 and 1/5 vest on 7/8/2021. Options expire 7 years from grant date.
  9. 50,350 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/3 vest on 7/8/2017, 1/3 vest on 7/8/2018, 1/3 vest on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.