Filing Details
- Accession Number:
- 0001437749-16-042190
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 16:59:33
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 16:59:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835324 | Stock Yards Bancorp Inc. | SYBT | State Commercial Banks (6022) | 611137529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193296 | P David Heintzman | 3019 Poppy Way Louisville KY 40206 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-14 | 1,050 | $40.00 | 30,300 | No | 4 | S | Indirect | By 401k/ESOP-David Heintzman |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By 401k/ESOP-David Heintzman |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,061 | Indirect | By Spouse |
| Common Stock | 164,066 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | $14.02 | 2011-02-16 | 2020-02-16 | 26,325 | 26,325 | Direct |
| Common Stock | Stock Appreciation Right | $15.84 | 2012-03-15 | 2021-03-15 | 21,573 | 21,573 | Direct |
| Common Stock | Stock Appreciation Right | $15.24 | 2013-02-20 | 2022-02-20 | 36,411 | 36,411 | Direct |
| Common Stock | Stock Appreciation Right | $15.26 | 2014-02-19 | 2023-02-19 | 25,015 | 25,015 | Direct |
| Common Stock | Stock Appreciation Right | $19.37 | 2015-02-18 | 2024-02-18 | 28,989 | 28,989 | Direct |
| Common Stock | Stock Appreciation Right | $22.96 | 2016-03-17 | 2025-03-17 | 21,742 | 21,742 | Direct |
| Common Stock | Stock Appreciation Right | $25.76 | 2017-03-15 | 2026-03-15 | 24,799 | 24,799 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-02-16 | 26,325 | 26,325 | Direct |
| 2021-03-15 | 21,573 | 21,573 | Direct |
| 2022-02-20 | 36,411 | 36,411 | Direct |
| 2023-02-19 | 25,015 | 25,015 | Direct |
| 2024-02-18 | 28,989 | 28,989 | Direct |
| 2025-03-17 | 21,742 | 21,742 | Direct |
| 2026-03-15 | 24,799 | 24,799 | Direct |
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