Filing Details

Accession Number:
0000919574-16-016723
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-15 16:58:16
Reporting Period:
2016-11-11
Filing Date:
2016-11-15
Accepted Time:
2016-11-15 16:58:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792130 Datawatch Corp DWCH Services-Prepackaged Software (7372) 020405716
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593404 G2 Investment Partners Management Llc One Rockefeller Plaza, 23Rd Floor
New York NY 10020
No No Yes No
1608447 Josh Goldberg One Rockefeller Plaza, 23Rd Floor
New York NY 10020
No No Yes No
1651515 G2 Investment Partners Gp Llc One Rockefeller Plaza, 23Rd Floor
New York NY 10020
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-11 11,487 $7.10 1,474,234 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-11 22,701 $7.01 1,451,533 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-11 102,036 $7.17 1,553,569 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-11 85,200 $7.13 1,468,369 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-11 12,693 $7.07 1,481,062 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-11 9,100 $7.00 1,471,962 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-11 20,690 $7.10 1,492,652 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-11 21,900 $7.00 1,470,752 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-11 42,000 $7.07 1,512,752 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-11 36,500 $7.00 1,476,252 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-11 39,400 $7.07 1,515,652 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-11 42,281 $7.01 1,473,371 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-11 102,090 $7.04 1,575,461 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-11 65,823 $7.02 1,509,638 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-11 87,000 $7.07 1,596,638 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-11 56,200 $7.00 1,540,438 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-11 37,300 $7.05 1,577,738 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-11 31,600 $7.00 1,546,138 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-11 85,000 $7.05 1,631,138 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-11 84,716 $7.01 1,546,422 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-11 25,000 $7.03 1,571,422 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-11 14,700 $7.00 1,556,722 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-11 200 $7.00 1,556,922 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-11 600 $7.00 1,556,322 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-11 81,272 $7.06 1,637,594 No 4 P Indirect See Footnote
Common Stock Disposition 2016-11-11 93,400 $7.03 1,544,194 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-11-11 37,700 $6.94 1,581,894 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. These securities are held in the accounts of private investment funds managed by G2 Investment Partners Management LLC ("G2 Investment Partners Management") and may be deemed to be beneficially owned by (i) G2 Investment Partners Management, (ii) G2 Investment Partners GP LLC, and (iii) Josh Goldberg, the managing member of G2 Investment Partners Management and G2 Investment Partners GP LLC (collectively, the "Reporting Persons"). The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
  2. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.95 to $7.25. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  3. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.00 to $7.03. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.90 to $7.40. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  5. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.00 to $7.28. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.95 to $7.10. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  7. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.00 to $7.05. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  8. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $7.00 to $7.10. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  9. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.95 to $7.10. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  10. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.00 to $7.05. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  11. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $7.00 to $7.10. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  12. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.00 to $7.05. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  13. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.95 to $7.10. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  14. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.00 to $7.05. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  15. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $7.00 to $7.10. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  16. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.00 to $7.05. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  17. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $7.00 to $7.05. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  18. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.00 to $7.03. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  19. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $7.00 to $7.05. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  20. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Persons. The actual prices of such sales ranged from $7.00 to $7.03. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  21. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $7.00 to $7.10. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  22. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Persons. The actual prices of such sales ranged from $6.95 to $7.13. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  23. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.85 to $6.95. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.