Filing Details
- Accession Number:
- 0001428875-16-000260
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 16:57:08
- Reporting Period:
- 2016-11-11
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 16:57:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428875 | Servicemaster Global Holdings Inc | SERV | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398478 | T James Lucke | 860 Ridge Lake Blvd Memphis TN 38120 | Svp, General Counsel & Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-11 | 14,583 | $0.00 | 19,583 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-11 | 6,123 | $35.40 | 13,460 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-11-11 | 4,230 | $36.00 | 9,230 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2016-11-11 | 14,583 | $0.00 | 14,583 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common stock on a one for one basis due to vesting on November 11, 2016.
- The reporting person is reporting the sale of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting and delivery of the shares.
- The price in Table 1, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.39-$35.42, inclusive. The reporting person undertakes to provide ServiceMaster, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Each unit is the economic equivalent of one share of the Company's common stock. The restricted units were granted on November 11, 2013, and vested and settled in three equal installments on the first three anniversaries of the grant date.
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