Filing Details
- Accession Number:
- 0000933430-16-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 16:34:46
- Reporting Period:
- 2016-11-11
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 16:34:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 875657 | Ultralife Corp | ULBI | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 161387013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 933430 | T Bradford Whitmore | 1603 Orrington Ave., Ste 900 Evanston IL 60201 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock; $.10 Par Value | Acquisiton | 2016-11-11 | 5,800 | $4.25 | 300,023 | No | 4 | P | Direct | |
| Common Stock; $.10 Par Value | Acquisiton | 2016-11-11 | 100 | $4.25 | 300,123 | No | 4 | P | Direct | |
| Common Stock; $.10 Par Value | Acquisiton | 2016-11-11 | 14,100 | $4.25 | 314,223 | No | 4 | P | Direct | |
| Common Stock; $.10 Par Value | Acquisiton | 2016-11-11 | 700 | $4.22 | 314,923 | No | 4 | P | Direct | |
| Common Stock; $.10 Par Value | Acquisiton | 2016-11-15 | 11,450 | $4.25 | 326,373 | No | 4 | P | Direct | |
| Common Stock; $.10 Par Value | Acquisiton | 2016-11-15 | 957 | $4.20 | 327,330 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock; $.10 Par Value | 4,452,283 | Indirect | By Sunray I, LLC |
| Common Stock; $.10 Par Value | 518,616 | Indirect | By Grace Brothers, Ltd. |
Footnotes
- As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
- As General Partner of Grace Brothers, Ltd., Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.
Billionaire Hedge Funds
