Home > Insider Trading > Filing (0000093751-16-000699)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
93751	State Street Corp	STT	State Commercial Banks (6022)	042456637

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1287958	N Jeffrey Carp	State Street Corporation One Lincoln Street Boston MA 02111	Evp, Clo And Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-11-11	74,457	$70.59	306,874	No	4	M	Direct
Common Stock	Disposition	2016-11-11	68,931	$76.25	237,943	No	4	D	Direct
Common Stock	Disposition	2016-11-11	2,600	$76.25	235,343	No	4	F	Direct
Common Stock	Disposition	2016-11-14	2,926	$77.38	232,417	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Right	Disposition	2016-11-11	74,457	$70.59	74,457	$70.59

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2017-02-14	No	4	M	Direct

Footnotes

The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015.
The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
These shares were withheld to satisfy tax withholding obligations in connection with the exercise of a previously awarded stock appreciation right.
The stock appreciation right vested in four (4) annual installments commencing February 15, 2008.