Filing Details
- Accession Number:
- 0000899243-16-033507
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 16:06:05
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 16:06:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 710682831 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1651366 | Stephen John Tipton | P.o. Box 966 Conway AR 72033 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-11-14 | 14,000 | $25.49 | 6,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock - Performance Based | 10,000 | Direct | |
Common Stock | 13,676 | Indirect | By 401(k) |
Common Stock - Restricted Stock | 10,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $6.56 | 2022-01-19 | 14,000 | 14,000 | Direct | |
Common Stock | Performance Stock Option | $18.46 | 2025-08-23 | 40,000 | 40,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-01-19 | 14,000 | 14,000 | Direct |
2025-08-23 | 40,000 | 40,000 | Direct |
Footnotes
- The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
- Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date.
- The option became exercisable in five equal annual installments beginning on January 20, 2013.
- Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 will become exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.