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Filing Details

Accession Number:: 0000899243-16-033506
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-15 16:05:37
Reporting Period:: 2016-11-10

Filing Date:: 2016-11-15
Accepted Time:: 2016-11-15 16:05:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1631650	Aimmune Therapeutics Inc.	AIMT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1389147	George Stephen Dilly	Aimmune Therapeutics, Inc. 8000 Marina Boulevard, Suite 300 Brisbane CA 94005-1884	See Remarks	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.0001 Par Value	Acquisiton	2016-07-25	14,447	$0.00	779,755	No	5	G	Direct
Common Stock, $0.0001 Par Value	Disposition	2016-07-25	14,447	$0.00	51,403	No	5	G	Indirect	By GRAT 1
Common Stock, $0.0001 Par Value	Acquisiton	2016-07-25	14,447	$0.00	14,447	No	5	G	Indirect	By Wife
Common Stock, $0.0001 Par Value	Disposition	2016-07-25	14,447	$0.00	51,403	No	5	G	Indirect	By Wife's GRAT 1
Common Stock, $0.0001 Par Value	Disposition	2016-08-24	14,447	$0.00	765,308	No	5	G	Direct
Common Stock, $0.0001 Par Value	Acquisiton	2016-08-24	14,447	$0.00	14,447	No	5	G	Indirect	By GRAT 2
Common Stock, $0.0001 Par Value	Disposition	2016-08-24	14,447	$0.00	0	No	5	G	Indirect	By Wife
Common Stock, $0.0001 Par Value	Acquisiton	2016-08-24	14,447	$0.00	14,447	No	5	G	Indirect	By Wife's GRAT 2
Common Stock, $0.0001 Par Value	Disposition	2016-11-10	1,304	$25.00	764,004	No	4	S	Direct
Common Stock, $0.0001 Par Value	Disposition	2016-11-11	23,696	$25.02	740,308	No	4	S	Direct
Common Stock, $0.0001 Par Value	Disposition	2016-11-11	25,000	$25.00	715,308	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	5	G	Indirect	By GRAT 1
No	5	G	Indirect	By Wife
No	5	G	Indirect	By Wife's GRAT 1
No	5	G	Direct
No	5	G	Indirect	By GRAT 2
No	5	G	Indirect	By Wife
No	5	G	Indirect	By Wife's GRAT 2
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

This transaction involved a gift of securities previously held indirectly by Stephen G. Dilly, as Trustee of The Stephen G. Dilly 2015 Grantor Retained Annuity Trust dated June 23, 2015 (the "First Dilly Trust"). Such shares were transferred from the First Dilly Trust to Reporting Person on July 25, 2016.
A portion of these shares is subject to a right of repurchase held by the Issuer.
Includes 14,447 shares previously held indirectly by the First Dilly Trust. Such shares were transferred from the First Dilly Trust to Reporting Person on July 25, 2016.
These shares are held by the First Dilly Trust. Dr. Dilly has sole voting, investment and dispositive power over the shares held by the First Dilly Trust.
This transaction involved a gift of securities previously held indirectly by Edwina Lynette Mullens, as Trustee of The Edwina Lynette Mullens 2015 Grantor Retained Annuity Trust dated June 23, 2015 (the "First Mullens Trust"). Such shares were transferred from the First Mullens Trust to Reporting Person's wife on July 25, 2016. Dr. Dilly disclaims beneficial ownership of the shares held by Ms. Mullens.
These shares are held by the First Mullens Trust. Ms. Mullens has sole voting, investment and dispositive power over the shares held by the First Mullens Trust. Dr. Dilly disclaims beneficial ownership of the shares held by the First Mullens Trust.
This transaction involved a gift of securities previously held directly by Stephen G. Dilly to Stephen G. Dilly, Trustee, The Stephen G. Dilly 2016 Grantor Retained Annuity Trust DTD August 12, 2016 (the "Second Dilly Trust"). Such shares were transferred from Reporting Person to the Second Dilly Trust on August 24, 2016.
These shares are held by the Second Dilly Trust. Dr. Dilly has sole voting, investment and dispositive power over the shares held by the Second Dilly Trust.
This transaction involved a gift of securities previously held directly by Edwina Lynette Mullens to Edwina Lynette Mullens, Trustee, The Edwina Lynette Mullens 2016 Grantor Retained Annuity Trust DTD August 12, 2016 (the "Second Mullens Trust"). Such shares were transferred from Reporting Person's wife to the Second Mullens Trust on August 24, 2016. Dr. Dilly disclaims beneficial ownership of the shares held by the Second Mullens Trust.
These shares are held by the Second Mullens Trust. Ms. Mullens has sole voting, investment and dispositive power over the shares held by the Second Mullens Trust. Dr. Dilly disclaims beneficial ownership of the shares held by the Second Mullens Trust.
The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.
The transaction was executed in multiple trades in prices ranging from $25.00 to $25.17, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.