Filing Details
- Accession Number:
- 0001006837-16-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 16:04:47
- Reporting Period:
- 2016-11-11
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 16:04:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1006837 | Hc2 Holdings Inc. | HCHC | Fabricated Structural Metal Products (3440) | 541708481 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233569 | Philip Falcone | C/O Hc2 Holdings, Inc. 450 Park Avenue, 30Th Floor New York NY 10022 | Ceo, Chairman And President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-11 | 31,200 | $4.41 | 784,827 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 540,000 | Indirect | Global Opportunities Breakaway MM LLC |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.3874 to $4.586, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.
- The direct beneficial share ownership reported in this line item reflects a reduction of 540,000 shares that were inaccurately reported in prior Form 4s as directly beneficially owned by the Reporting Person. These shares have been owned by Global Opportunities Breakaway MM LLC ("Global MM LLC") since October 2015 when the acquisition of such shares was consummated by Global MM LLC.
- Reporting Person is the Managing Member of Global MM LLC and has sole voting and investment control.