Filing Details
- Accession Number:
- 0001006837-16-000118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 16:04:02
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 16:04:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1006837 | Hc2 Holdings Inc. | HCHC | Fabricated Structural Metal Products (3440) | 541708481 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1621020 | Paul Voigt | C/O Hc2 Holdings, Inc. 450 Park Avenue, 30Th Floor New York NY 10022 | Sr. Managing Dir, Investments | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-14 | 25,000 | $4.58 | 396,712 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100,000 | Indirect | Jessie Holdings LLC |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.53 to $4.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.
- The direct beneficial share ownership reported in this line item reflects a reduction of 100,000 shares that were inaccurately reported in prior Form 4s as directly beneficially owned by the Reporting Person. These shares have been owned by Jessie Holdings LLC ("Jessie LLC") since October 2015 when the acquisition of such shares was consummated by Jessie LLC.
- Reporting Person is a Director of Jessie LLC and has sole voting and investment control.