Filing Details
- Accession Number:
- 0001209191-16-150128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 15:59:18
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 15:59:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 40533 | General Dynamics Corp | GD | Ship & Boat Building & Repairing (3730) | 131673581 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1571906 | L Gary Whited | C/O General Dynamics Corporation 2941 Fairview Park Dr. Falls Church VA 22042 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par Value | Acquisiton | 2016-11-10 | 40 | $0.00 | 27,801 | No | 4 | A | Direct | |
| Common Stock, $1.00 Par Value | Acquisiton | 2016-11-11 | 7,405 | $71.01 | 35,206 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Acquisiton | 2016-11-11 | 6,715 | $74.81 | 41,921 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2016-11-11 | 10,259 | $167.96 | 31,662 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2016-11-11 | 7,405 | $0.00 | 7,405 | $71.01 |
| Common Stock | Stock Options | Disposition | 2016-11-11 | 6,715 | $0.00 | 6,715 | $74.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,405 | 2019-03-06 | No | 4 | M | Direct | |
| 0 | 2018-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $1.00 Par Value | 678 | Indirect | 401(k) Plan |
Footnotes
- Represents accrued dividend equivalents on previously earned PRSUs.
- Sale prices ranged from $167.94 to $168.03. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
- Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.
- Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.
Billionaire Hedge Funds
