Filing Details
- Accession Number:
- 0001493152-16-015119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 15:58:18
- Reporting Period:
- 2016-11-11
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 15:58:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
946454 | Ballantyne Strong Inc. | BTN | Photographic Equipment & Supplies (3861) | 470587703 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1619991 | Kyle Cerminara | 13710 Fnb Parkway, Suite 400 Omaha NE 68154 | Ceo And Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-11 | 1,500 | $6.55 | 109,334 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-11-11 | 1,200 | $6.60 | 110,534 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-11-11 | 7,300 | $6.70 | 117,834 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-11-11 | 700 | $6.72 | 118,534 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-11-11 | 4,194 | $6.80 | 122,728 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,220 | Indirect | By Spouse |
Common Stock | 3,220 | Indirect | By Minor Children |
Common Stock | 4,220 | Indirect | By Minor Children |
Common Stock | 2,324,048 | Indirect | Fundamental Global |
Footnotes
- Includes 30,000 Restricted Stock Units ("RSUs") granted under the Company's 2010 Long-Term Incentive Plan on November 22, 2015.
- Held by the Fundamental Global entities. Due to his positions with Fundamental Global Investors, LLC and other Fundamental Global entities, Mr. Cerminara may be deemed to be a beneficial owner of Common Stock held by Fundamental Global. Mr. Cerminara disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein.