Filing Details
- Accession Number:
- 0001225208-16-041763
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 13:30:36
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 13:30:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
64040 | S&P Global Inc. | SPGI | Services-Consumer Credit Reporting, Collection Agencies (7320) | 131026995 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1684373 | Nancy Luquette | 55 Water Street New York NY 10041 | Svp, Chief Risk & Audit Exec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-11-14 | 133 | $125.44 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options (Right to Buy) | $59.92 | 2023-09-02 | 876 | 876 | Direct | |
Common Stock | Options (Right to Buy) | $77.81 | 2024-03-31 | 1,411 | 1,411 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2018-05-01 | 2018-05-01 | 960 | 960 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2017-12-31 | 2017-12-31 | 429 | 429 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2018-12-31 | 2018-12-31 | 604 | 604 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-09-02 | 876 | 876 | Direct |
2024-03-31 | 1,411 | 1,411 | Direct |
2018-05-01 | 960 | 960 | Direct |
2017-12-31 | 429 | 429 | Direct |
2018-12-31 | 604 | 604 | Direct |
Footnotes
- The option became exercisable in annual installments. The first installment of 33% became exercisable on 9/3/2014, the next 33% installment became exercisable on 9/3/2015 and the remaining 34% installment became exercisable on 9/3/2016.
- The option became exercisable in annual installments. The first installment of 33% became exercisable on 4/1/2015, the next 33% installment became exercisable on 4/1/2016 and the remaining 34% installment will become exercisable on 4/1/2017.
- Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.