Filing Details

Accession Number:
0000072333-16-000392
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-15 13:20:04
Reporting Period:
2016-11-11
Filing Date:
2016-11-15
Accepted Time:
2016-11-15 13:20:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72333 Nordstrom Inc JWN Retail-Family Clothing Stores (5651) 910515058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183469 B Erik Nordstrom C/O Nordstrom, Inc.
1617 Sixth Avenue
Seattle WA 98101
Executive Vice President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-11 29,992 $50.09 2,431,859 No 4 M Direct
Common Stock Disposition 2016-11-11 29,992 $58.51 2,401,867 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-11-11 29,992 $0.00 29,992 $50.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-03-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 22,764 Indirect By 401(k) Plan, per Plan statement dated 10/31/2016.
Common Stock 42,646 Indirect By wife
Common Stock 32,794 Indirect By self as trustee for benefit of child
Common Stock 28,602 Indirect By self as trustee for benefit of child
Common Stock 24,530 Indirect By self as trustee for benefit of child
Footnotes
  1. The option exercise and sale reported herein is pursuant to a 10b5-1 Trading Plan entered into on 8/23/2016.
  2. This option was previously reported as an option for 28,007 shares of common stock at an exercise price of $53.63 per share. The number of options and the exercise price was subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
  3. Includes 436 shares acquired on 9/30/2016 under the Employee Stock Purchase Plan.
  4. Exercisable in four equal annual installments commencing on 3/1/2008.