Filing Details
- Accession Number:
- 0001562180-16-003483
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 12:49:55
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 12:49:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378946 | People's United Financial Inc. | PBCT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1250358 | W Mark Richards | 353 Park Laughton Road East Dummerston VT 05346 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-14 | 53,464 | $15.66 | 358,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-14 | 53,464 | $18.43 | 305,286 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Option to Buy | Disposition | 2016-11-14 | 53,464 | $0.00 | 53,464 | $15.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-01-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,768 | Indirect | By Daughter |
| Series A Nonconvertible Perpetual Preferred Stock | 8,000 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $18.39 to $18.49. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Includes 144,668 investment units accrued under the Chittenden Corporation Deferred Compensation Plan (including 1,560 units accrued due to the deemed reinvestment of dividend equivalents). Each investment unit corresponds to one share of common stock.
- Exercisable in annual increments of 20% over the course of five years, beginning on the first anniversary of the date of the grant.
Billionaire Hedge Funds
