Home > Insider Trading > Filing (0001562180-16-003480)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1378946	People's United Financial Inc.	PBCT	Savings Institution, Federally Chartered (6035)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1447579	E Robert Trautmann	Peoples United Bank, N.a. 850 Main Street Bridgeport CT 06604	Sr Ex Vp, Gen Cnsl & Secretary	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-11-14	20,555	$15.80	46,499	No	4	M	Direct
Common Stock	Acquisiton	2016-11-14	20,891	$16.58	67,390	No	4	M	Direct
Common Stock	Acquisiton	2016-11-14	4,124	$16.93	71,514	No	4	M	Direct
Common Stock	Acquisiton	2016-11-14	2,956	$16.93	74,470	No	4	M	Direct
Common Stock	Acquisiton	2016-11-14	7,550	$16.94	82,020	No	4	M	Direct
Common Stock	Acquisiton	2016-11-14	3,517	$16.94	85,537	No	4	M	Direct
Common Stock	Disposition	2016-11-14	59,593	$18.69	25,944	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Option to Buy	Disposition	2016-11-14	20,555	$0.00	20,555	$15.80
Common Stock	Employee Option to Buy	Disposition	2016-11-14	20,891	$0.00	20,891	$16.58
Common Stock	Employee Option to Buy	Disposition	2016-11-14	4,124	$0.00	4,124	$16.93
Common Stock	Employee Option to Buy	Disposition	2016-11-14	2,956	$0.00	2,956	$16.93
Common Stock	Employee Option to Buy	Disposition	2016-11-14	7,550	$0.00	7,550	$16.94
Common Stock	Employee Option to Buy	Disposition	2016-11-14	3,517	$0.00	3,517	$16.94

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2020-01-28	No	4	M	Direct
0	2019-01-22	No	4	M	Direct
2,956	2018-11-20	No	4	M	Direct
0	2018-11-20	No	4	M	Direct
0	2018-02-21	No	4	M	Direct
0	2018-02-21	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	61,506	Indirect	Robert Edward Trautmann Revocable Trust

Footnotes

This transaction was executed in multiple trades at prices ranging from $18.64 to $18.76. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
Includes 4,331 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 47 shares acquired through dividend reinvestment) based on 9/30/2016 Plan statement.
Exercisable in annual increments on 1/25/2012 (50%); 1/25/2013 (25%); and 1/25/2014 (25%).
Exercisable in annual increments on 2/01/11 (50%); 2/01/12 (25%); and 2/01/13 (25%).
Exercisable in annual increments on 11/20/2010 (50%); 11/20/2011 (25%); and 11/20/2012 (25%).
Exercisable in annual increments on 2/01/2010 (50%); 2/01/2011 (25%); and 2/01/2012 (25%).