Filing Details
- Accession Number:
- 0001562180-16-003479
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 12:27:08
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 12:27:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378946 | People's United Financial Inc. | PBCT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1116288 | K David Norton | People'S United Bank 850 Main Street Bridgeport CT 06604 | Sr Ex Vp & Chief Hr Offcr | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-14 | 101,058 | $12.94 | 227,897 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-14 | 52,734 | $12.65 | 280,631 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-14 | 153,792 | $18.55 | 126,839 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Option to Buy | Disposition | 2016-11-14 | 101,058 | $0.00 | 101,058 | $12.94 |
| Common Stock | Employee Option to Buy | Disposition | 2016-11-14 | 52,734 | $0.00 | 52,734 | $12.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-02-21 | No | 4 | M | Direct | |
| 0 | 2022-02-16 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $18.30 to $18.76. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Includes 11,300 shares owned indirectly through the People's United Bank 401(k) Plan (including 122 shares acquired through dividend reinvestment). Also includes 1,900 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 21 shares acquired through dividend reinvestment). Information is based on 9/30/2016 Plan statements.
- Exercisable in annual increments on 3/1/2014 (33 1/3%); 3/1/2015 (33 1/3%); and 3/1/2016 (33 1/3%).
- Exercisable in annual increments on 3/1/2014 (50%); 3/1/2015 (25%); and 3/1/2016 (25%).
Billionaire Hedge Funds
