Filing Details

Accession Number:
0001633802-16-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-15 10:57:48
Reporting Period:
2016-08-10
Filing Date:
2016-11-15
Accepted Time:
2016-11-15 10:57:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1620533 Shake Shack Inc. SHAK Retail-Eating & Drinking Places (5810) 471941186
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1633801 Trust Family 2012 Coraine D. Richard C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
1633802 D Richard Coraine C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
1633918 Toni Haida C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-08-10 20,000 $0.00 20,000 No 4 C Indirect By Trust
Class B Common Stock Disposition 2016-08-10 20,000 $0.00 311,401 No 4 J Indirect By Trust
Class A Common Stock Acquisiton 2016-08-12 20,000 $0.00 25,000 No 4 C Direct
Class B Common Stock Disposition 2016-08-12 20,000 $0.00 187,924 No 4 J Direct
Class A Common Stock Disposition 2016-11-11 140 $38.00 24,860 No 4 S Direct
Class A Common Stock Disposition 2016-11-14 19,860 $38.00 5,000 No 4 S Direct
Class A Common Stock Disposition 2016-11-14 20,000 $38.00 0 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Trust
No 4 J Indirect By Trust
No 4 C Direct
No 4 J Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Common Membership Interests Disposition 2016-08-10 20,000 $0.00 20,000 $0.00
Class A Common Stock Common Membership Interests Disposition 2016-08-12 20,000 $0.00 20,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
311,401 No 4 C Indirect
187,924 No 4 C Direct
Footnotes
  1. Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares.
  2. Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares of Class A Common Stock held by the Trust, except to the extent of his or her pecuniary interest.
  3. Upon the reclassification of the Reporting Person's LLC Interests described above, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest. Effective August 10 and August 12, 2016, the Reporting Person converted LLC Interests into shares of Class A Common Stock, and an equal number of shares of Class B Common stock were surrendered and cancelled for no consideration.
  4. The LLC Interests may be converted or redeemed at any time and have no expiration date.