Filing Details
- Accession Number:
- 0001633802-16-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 10:57:48
- Reporting Period:
- 2016-08-10
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 10:57:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1620533 | Shake Shack Inc. | SHAK | Retail-Eating & Drinking Places (5810) | 471941186 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1633801 | Trust Family 2012 Coraine D. Richard | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No | |
1633802 | D Richard Coraine | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No | |
1633918 | Toni Haida | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-08-10 | 20,000 | $0.00 | 20,000 | No | 4 | C | Indirect | By Trust |
Class B Common Stock | Disposition | 2016-08-10 | 20,000 | $0.00 | 311,401 | No | 4 | J | Indirect | By Trust |
Class A Common Stock | Acquisiton | 2016-08-12 | 20,000 | $0.00 | 25,000 | No | 4 | C | Direct | |
Class B Common Stock | Disposition | 2016-08-12 | 20,000 | $0.00 | 187,924 | No | 4 | J | Direct | |
Class A Common Stock | Disposition | 2016-11-11 | 140 | $38.00 | 24,860 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-11-14 | 19,860 | $38.00 | 5,000 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-11-14 | 20,000 | $38.00 | 0 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Trust |
No | 4 | J | Indirect | By Trust |
No | 4 | C | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Common Membership Interests | Disposition | 2016-08-10 | 20,000 | $0.00 | 20,000 | $0.00 |
Class A Common Stock | Common Membership Interests | Disposition | 2016-08-12 | 20,000 | $0.00 | 20,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
311,401 | No | 4 | C | Indirect | ||
187,924 | No | 4 | C | Direct |
Footnotes
- Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares.
- Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares of Class A Common Stock held by the Trust, except to the extent of his or her pecuniary interest.
- Upon the reclassification of the Reporting Person's LLC Interests described above, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest. Effective August 10 and August 12, 2016, the Reporting Person converted LLC Interests into shares of Class A Common Stock, and an equal number of shares of Class B Common stock were surrendered and cancelled for no consideration.
- The LLC Interests may be converted or redeemed at any time and have no expiration date.