Filing Details
- Accession Number:
- 0001613754-16-000011
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 20:53:55
- Reporting Period:
- 2016-06-16
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 20:53:55
- Original Submission Date:
- 2016-06-17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1449278 | Tubemogul Inc | TUBE | Services-Prepackaged Software (7372) | 510633881 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1613754 | David Toth | 1250 53Rd Street Suite 2 Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-16 | 8,069 | $0.00 | 147,958 | No | 4 | A | Direct | |
Common Stock | Disposition | 2016-06-16 | 4,000 | $12.18 | 143,958 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Each share of common stock is represented by a Restricted Stock Unit ("RSU"). One - hundred percent (100%) of the shares subject to the RSU vest upon the earlier of (i) the day prior the next years annual meeting of stockholders, or (ii) one year from the date of grant, subject to continued service as a director through the applicable vesting date.
- Of the reported shares, 9,631 shares are represented by RSUs.
- The original form 4 filed on June 17, 2016 is amended by this Form 4 amendment to correctly reflect the Reporting Person's ownership of common stock. No other changes have been made to the original Form 4.
- The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18 2015.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.09 to $12.28 per share. The Reporting Person undertakes to provide to the Issuer, anysecurity holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.